NON-RENOUNCEABLE ENTITLEMENT OFFER
The information on this page relates to an offer of New Shares and New Options by Newfield
Resources Limited (ACN 153 219 848) (Newfield or Company).
Before downloading, printing or viewing any of the documents on this section of the website, you must carefully read the terms set out in this notice.
Entitlement and Shortfall Offers
The prospectus accessible on this section of the website (Prospectus) contains details of an
offer of New Shares in the Company at an issue price of $0.15 per New Share to raise up to
approximately $17,606,945 (before costs), together with attaching New Options, each
execrable at $0.25 and expiring 5 years from issue (Entitlement Offer).
The Entitlement Offer is partially underwritten by Truth Wealth Management VCC – Leading
Jaguar Hedge Fund up to $7,812,500.
The Company is also making an offer to:
- the general public (including eligible shareholders) to apply for New Shares not
acquired under the Entitlement Offer, at the same issue price of $0.15 per New
Share with the same entitlement to attaching New Options as under the Entitlement
Offer (Shortfall Offer); and
- the joint Lead Managers of the Entitlement Offer, Mahe Capital Pty Ltd and Townshend Capital Pty Ltd (or their respective nominees), to apply for up to 10,000,000 New Options (5,000,000 New Options each) pursuant to the terms of their Lead Manager Mandates (Lead Managers Offer).
The Prospectus is an important document that should be read in its entirety before deciding whether or not to participate in the Entitlement Offer, the Shortfall Offer and the Lead Managers Offer (collectively, the Offers) as set out in the Prospectus. You should rely only on the information in the Prospectus and any supplementary or replacement prospectus in making any decision. If after reading the Prospectus, you have questions about the Offers, you should contact your professional advisers.
Lodgement of the Prospectus
This Prospectus is dated 23 October 2023 and was lodged with ASIC and ASX on that date. Neither ASIC nor ASX takes any responsibility for the contents of this Prospectus or the merits of the investment to which this Prospectus relates. Capitalised words used in this notice have the meaning given to them in the Prospectus unless they are defined with a different meaning in this notice.
Warning – This information does not constitute an offer of New Securities
The documents on this section of the website are only available to Shareholders with a registered address within Australia, New Zealand, Indonesia, Singapore, the United Kingdom and Germany. None of the documents on this section of the website (including the Prospectus) constitutes an offer of New Shares (and attaching New Options) for sale in any
jurisdiction in which, or to any person to whom, it would not be lawful to make such an offer.
In particular, the documents on this section of the website (including the Prospectus) are not an offer of New Shares or New Options (collectively, New Securities) for sale in the United States or to, or for the account or benefit of, persons in the United States (as defined in
Regulation S under the United States Securities Act of 1933 (“US Securities Act”)).
The New Securities the subject of the Offers may not be offered, sold or otherwise transferred, except in compliance with the registration requirements of the US Securities Act, and any other applicable securities laws or pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the US Securities Act and any other applicable securities law. The New Securities have not been and will not be registered under the US Securities Act or the securities laws of any state of the United States or any other jurisdiction other than Australia.
No action has been taken to register or qualify the documents on this section of the website, the Offer of New Securities, in any jurisdiction other than Australia. The distribution of the documents on this section of the website (including the Prospectus) outside Australia is restricted by law. You should inform yourself of and observe such restrictions and should seek your own professional advice on such restrictions. Any non-compliance with these restrictions may contravene applicable securities laws.
The information on this section of the website is provided for information purposes only and is subject to change without notice. Nothing contained on this section of the website or in the Prospectus constitutes investment, legal, business, taxation or other advice, nor is it to be relied on in making an investment in New Securities. The information on this section of the website and in the Prospectus does not take into account your investment objectives, financial situation or particular needs.
Terms and conditions
By continuing, you represent, warrant and agree that:
- You have read, understood and will comply with this notice.
- You are a Shareholder resident in Australia, New Zealand, Indonesia, Singapore, United Kingdom or Germany.
- You are not in the United States of America, and you are not acting for the account or benefit of a person in the United States of America.
- You will not make a copy of the documents in this section of the website available to, or release or distribute a copy of such documents to, any person in the United States of America or in any other jurisdiction in which, or to any other person to whom, it would be unlawful to do so (Ineligible Person) or for the account or benefit of any Ineligible Persons.
- You are not acting as a nominee for, or otherwise for the account or benefit of, any Ineligible Persons.
- You and each person on whose account you are acting acknowledge that the New Securities described on the following pages have not been and will not be, registered under the US Securities Act, as amended, or the securities laws of any state in the United States of America or any other jurisdiction and accordingly, the New Securities may not be offered, sold or otherwise transferred except in accordance with an available exemption from such registration.
If you agree to the conditions on this page, click on the link below and you will be given access to an electronic version of the Prospectus. If you do not agree to the conditions on this page, then please close this window and do not download the Prospectus.
This page is not part of the Prospectus.